This course explains the concept of Affirmative defence in the Rule 10b5-1, its advantages and steps involved in establishing a trading plan. It deals with the restrictions and red flags indicators associated with the trading plan.

This is a course designed as an interactive game that entertains and instructs you on the nuances of an esoteric subject, Rule 10b5-1 Trading Plans. This game has three rounds of engagement, of which each round has a set of multiple choice questions with three options.

Course Duration: Approximately 60 minutes.

Learning Outcomes:

By the end of the game, you will be able to deal with the restrictions and red flag indicators associated with the trading plan.

Pre-requisites:

• No previous knowledge about the concept is required.